Filing Details
- Accession Number:
- 0001140361-18-017121
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-04 16:46:46
- Reporting Period:
- 2018-04-02
- Accepted Time:
- 2018-04-04 16:46:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 810136 | Photronics Inc | PLAB | Semiconductors & Related Devices (3674) | 060854886 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1367036 | J Christopher Progler | 15 Secor Rd. Brookfield CT 06804 | Vp, Chief Technology Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-04-02 | 3,000 | $0.76 | 92,900 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-04-02 | 750 | $4.42 | 93,650 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-04-02 | 3,750 | $8.10 | 89,900 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2018-04-02 | 3,000 | $0.00 | 3,000 | $0.76 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2018-04-02 | 750 | $0.00 | 750 | $4.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,000 | 2012-11-10 | 2018-11-10 | No | 4 | M | Direct |
| 28,000 | 2013-12-21 | 2019-12-21 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Progler.
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