Filing Details
- Accession Number:
- 0001209191-18-023709
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-04 16:45:00
- Reporting Period:
- 2018-04-02
- Accepted Time:
- 2018-04-04 16:45:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1713357 | Thomas Harms | 800 W. Olympic Blvd., Suite 406 Los Angeles CA 90015 | Svp, China & Apac | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-04-02 | 9,176 | $30.44 | 13,810 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-04-02 | 2,869 | $97.38 | 10,941 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2018-04-02 | 3,128 | $97.38 | 7,813 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-04-02 | 6,639 | $59.98 | 14,452 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-04-02 | 4,090 | $97.38 | 10,362 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2018-04-02 | 1,265 | $97.38 | 9,097 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-04-02 | 11,803 | $44.79 | 20,900 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-04-02 | 5,429 | $97.38 | 15,471 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2018-04-02 | 3,161 | $97.38 | 12,310 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-04-02 | 4,167 | $53.29 | 16,477 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-04-02 | 2,281 | $97.38 | 14,196 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2018-04-02 | 684 | $97.38 | 13,512 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-04-02 | 5,032 | $22.94 | 18,544 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-04-02 | 1,186 | $97.38 | 17,358 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2018-04-02 | 1,331 | $97.38 | 16,027 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-04-04 | 11,393 | $95.98 | 4,634 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
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| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2018-04-02 | 9,176 | $0.00 | 9,176 | $30.44 |
| Common Stock | Stock Appreciation Right | Disposition | 2018-04-02 | 6,639 | $0.00 | 6,639 | $59.98 |
| Common Stock | Stock Appreciation Right | Disposition | 2018-04-02 | 11,803 | $0.00 | 11,803 | $44.79 |
| Common Stock | Stock Appreciation Right | Disposition | 2018-04-02 | 4,167 | $0.00 | 4,167 | $53.29 |
| Common Stock | Stock Appreciation Right | Disposition | 2018-04-02 | 5,032 | $0.00 | 5,032 | $22.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-03-02 | 2025-03-02 | No | 4 | M | Direct |
| 0 | 2017-04-30 | 2024-04-30 | No | 4 | M | Direct |
| 0 | 2015-05-31 | 2022-05-31 | No | 4 | M | Direct |
| 0 | 2014-05-18 | 2021-05-18 | No | 4 | M | Direct |
| 0 | 2010-05-07 | 2020-05-07 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.
- The reporting person received 3,179 shares of common stock upon the net exercise of 9,176 stock appreciation rights ("SARs"). The reporting person forfeited 2,869 shares of common stock underlying such SARs in payment of the exercise price and 3,128 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018 of $97.38.
- The reporting person received 1,284 shares of common stock upon the net exercise of 6,639 SARs. The reporting person forfeited 4,090 shares of common stock underlying such SARs in payment of the exercise price and 1,265 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38.
- The reporting person received 3,213 shares of common stock upon the net exercise of 11,803 SARs. The reporting person forfeited 5,429 shares of common stock underlying such SARs in payment of the exercise price and 3,161 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38.
- The reporting person received 1,202 shares of common stock upon the net exercise of 4,167 SARs. The reporting person forfeited 2,281 shares of common stock underlying such SARs in payment of the exercise price and 684 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38.
- The reporting person received 2,515 shares of common stock upon the net exercise of 5,032 SARs. The reporting person forfeited 1,186 shares of common stock underlying such SARs in payment of the exercise price and 1,331 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38.
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