Filing Details
- Accession Number:
- 0001213184-11-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-14 19:21:36
- Reporting Period:
- 2011-02-10
- Filing Date:
- 2011-02-14
- Accepted Time:
- 2011-02-14 19:21:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 225263 | Newport Corp | NEWP | Laboratory Apparatus & Furniture (3821) | 940849175 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1213192 | J Gary Spiegel | 1791 Deere Avenue Irvine CA 92606 | Vp, Sales, Mktg & Bus. Dev. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-10 | 10,000 | $13.16 | 73,920 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-10 | 10,000 | $17.06 | 63,920 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-11 | 5,000 | $13.16 | 68,920 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-11 | 5,000 | $16.86 | 63,920 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | Disposition | 2011-02-10 | 10,000 | $0.00 | 10,000 | $13.16 |
| Common Stock | Stock option (right to buy) | Disposition | 2011-02-11 | 5,000 | $0.00 | 5,000 | $13.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2011-09-17 | No | 4 | M | Direct | |
| 15,000 | 2011-09-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,028 | Indirect | Held in family trust |
Footnotes
- Reflects the weighted-average sale price for an aggregate of 10,000 shares sold in multiple transactions at prices ranging from $17.05 to $17.08 per share. Reporting person undertakes to provide upon request by Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted-average sale price for an aggregate of 5,000 shares sold in multiple transactions at prices ranging from $16.85 to $16.965 per share. Reporting person undertakes to provide upon request by Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Shares are held by reporting person and his spouse as trustees of a family trust.
- Option vested in full on September 18, 2005.
Billionaire Hedge Funds
