Filing Details
- Accession Number:
- 0001231886-11-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-14 19:21:28
- Reporting Period:
- 2011-02-10
- Filing Date:
- 2011-02-14
- Accepted Time:
- 2011-02-14 19:21:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1357326 | Riverbed Technology Inc. | RVBD | Computer Communications Equipment (3576) | 030448754 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1366127 | Steven Mccanne | C/O Riverbed Technology, Inc. 199 Fremont St. San Francisco CA 94105 | Chief Technology Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-10 | 150,000 | $3.00 | 1,039,940 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-10 | 132,400 | $41.29 | 907,540 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 17,600 | $41.82 | 889,940 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-10 | 150,000 | $0.00 | 150,000 | $3.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
230,000 | 2016-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,598,400 | Indirect | by McCanne Fam.Trust |
Footnotes
- The sales price reported in column 4 of Table I represents the weighted average sales price of the shares sold ranging from $40.78 to $41.77 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The sales price reported in column 4 of Table I represents the weighted average sales price of the shares sold ranging from $41.78 to $41.88 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Shares held directly by Steven McCanne and Tamara R. White, Trustees of the McCanne Family Trust dated July 8, 2002 and successor Trustees thereunder.
- This option was previously reported as covering 190,000 shares at an exercise price of $6.00 per share, but was adjusted to reflect the 2-for-1 stock split that occurred on November 8, 2010.
- Option becomes exercisable in monthly installments over a period of 48 months of continuous service after May 1, 2006.