Filing Details

Accession Number:
0001127602-11-005435
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-14 19:20:28
Reporting Period:
2011-02-10
Filing Date:
2011-02-14
Accepted Time:
2011-02-14 19:20:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
829224 Starbucks Corp SBUX Retail-Eating & Drinking Places (5810) 911325671
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
901737 D Howard Schultz 2401 Utah Avenue South, Suite 800
Seattle WA 98134
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-12-08 200,000 $0.00 14,395,977 No 5 G Direct
Common Stock Disposition 2010-12-08 1,800 $0.00 14,394,177 No 5 G Direct
Common Stock Acquisiton 2011-02-10 1,167,000 $7.40 15,561,177 No 4 M Direct
Common Stock Disposition 2011-02-10 1,167,000 $33.16 14,394,177 No 4 S Direct
Common Stock Acquisiton 2011-02-11 263,000 $7.40 14,657,177 No 4 M Direct
Common Stock Disposition 2011-02-11 263,000 $33.28 14,394,177 No 4 S Direct
Common Stock Disposition 2011-02-11 814,000 $0.00 1,686,000 No 5 G Indirect by spouse
Common Stock Acquisiton 2011-02-11 814,000 $0.00 16,022,177 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 5 G Indirect by spouse
No 5 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2011-02-10 1,167,000 $0.00 1,167,000 $7.40
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2011-02-11 263,000 $0.00 263,000 $7.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
263,000 2011-10-01 No 4 M Direct
0 2011-10-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,686,000 Indirect by GRAT
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $33.12 to $33.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. This transaction was executed in multiple trades at prices ranging from $33.20 to $33.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. On Feb. 11, 2011, a grantor retained annuity trust (GRAT) that was previously established by the reporting person's spouse made an annuity payment of 814,000 shares to a joint account of the reporting person and his spouse. This annuity payment is being reported as a gift. The reporting person is the sole trustee of such GRAT and the shares owned by the GRAT have previously been shown as indirectly owned by the reporting person. In addition to the 814,000 shares described above that are being reported as a gift, the total number of shares shown as directly owned also includes 814,000 shares that were transferred to the joint account on Feb. 11, 2011, as an annuity payment from a separate GRAT previously established by the reporting person for which he is the sole trustee. The shares owned by such GRAT were previously shown as indirectly owned and the annuity payment from such GRAT is a change in the form of beneficial ownership that is exempt from Section 16 pursuant to Rule 16a-13.
  4. The options became exercisable in two increments of 476,667 shares each on October 1, 2002 and October 1, 2003 and one increment of 476,666 shares on October 1, 2004.