Filing Details
- Accession Number:
- 0001127602-11-005435
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-14 19:20:28
- Reporting Period:
- 2011-02-10
- Filing Date:
- 2011-02-14
- Accepted Time:
- 2011-02-14 19:20:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
901737 | D Howard Schultz | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-12-08 | 200,000 | $0.00 | 14,395,977 | No | 5 | G | Direct | |
Common Stock | Disposition | 2010-12-08 | 1,800 | $0.00 | 14,394,177 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2011-02-10 | 1,167,000 | $7.40 | 15,561,177 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-10 | 1,167,000 | $33.16 | 14,394,177 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-02-11 | 263,000 | $7.40 | 14,657,177 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-11 | 263,000 | $33.28 | 14,394,177 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 814,000 | $0.00 | 1,686,000 | No | 5 | G | Indirect | by spouse |
Common Stock | Acquisiton | 2011-02-11 | 814,000 | $0.00 | 16,022,177 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Indirect | by spouse |
No | 5 | G | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-02-10 | 1,167,000 | $0.00 | 1,167,000 | $7.40 |
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-02-11 | 263,000 | $0.00 | 263,000 | $7.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
263,000 | 2011-10-01 | No | 4 | M | Direct | |
0 | 2011-10-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,686,000 | Indirect | by GRAT |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $33.12 to $33.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $33.20 to $33.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- On Feb. 11, 2011, a grantor retained annuity trust (GRAT) that was previously established by the reporting person's spouse made an annuity payment of 814,000 shares to a joint account of the reporting person and his spouse. This annuity payment is being reported as a gift. The reporting person is the sole trustee of such GRAT and the shares owned by the GRAT have previously been shown as indirectly owned by the reporting person. In addition to the 814,000 shares described above that are being reported as a gift, the total number of shares shown as directly owned also includes 814,000 shares that were transferred to the joint account on Feb. 11, 2011, as an annuity payment from a separate GRAT previously established by the reporting person for which he is the sole trustee. The shares owned by such GRAT were previously shown as indirectly owned and the annuity payment from such GRAT is a change in the form of beneficial ownership that is exempt from Section 16 pursuant to Rule 16a-13.
- The options became exercisable in two increments of 476,667 shares each on October 1, 2002 and October 1, 2003 and one increment of 476,666 shares on October 1, 2004.