Filing Details
- Accession Number:
- 0000091142-11-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-14 19:20:18
- Reporting Period:
- 2011-02-11
- Filing Date:
- 2011-02-14
- Accepted Time:
- 2011-02-14 19:20:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Motors & Generators (3621) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1111599 | W Paul Jones | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Chair, Pres. And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-11 | 61,200 | $23.52 | 172,675 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-11 | 200 | $41.51 | 172,475 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 700 | $41.52 | 171,775 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 200 | $41.53 | 171,575 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 1 | $41.56 | 171,574 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 200 | $41.60 | 171,374 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 2,900 | $41.60 | 168,474 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 6,200 | $41.61 | 162,274 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 3,000 | $41.62 | 159,274 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 22 | $41.63 | 159,252 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 4,481 | $41.63 | 154,771 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 95 | $41.64 | 154,676 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 102 | $41.64 | 154,574 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 4,896 | $41.65 | 149,678 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 3,404 | $41.66 | 146,274 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 3,862 | $41.67 | 142,412 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 500 | $41.68 | 141,912 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 300 | $41.69 | 141,612 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 98 | $41.70 | 141,514 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 1 | $41.71 | 141,513 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 1,000 | $41.71 | 140,513 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 200 | $41.72 | 140,313 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 101 | $41.73 | 140,212 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 75 | $41.74 | 140,137 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 25 | $41.74 | 140,112 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 1 | $41.75 | 140,111 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 100 | $41.76 | 140,011 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 200 | $41.77 | 139,811 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 100 | $41.78 | 139,711 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 100 | $41.79 | 139,611 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2011-02-11 | 61,200 | $0.00 | 61,200 | $23.52 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
524,850 | 2005-01-01 | 2014-01-02 | No | 4 | M | Direct |
Footnotes
- The employee stock options were granted on 01/02/2004, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under rule 16b-3.