Filing Details
- Accession Number:
- 0001664015-18-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-04 12:47:15
- Reporting Period:
- 2018-04-03
- Accepted Time:
- 2018-04-04 12:47:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1172706 | Uniroyal Global Engineered Products Inc. | UNIR | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1035927 | R Howard Curd | 1800 2Nd Street Suite 970 Sarasota FL 34236 | Ceo & Co-Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-04-03 | 2,000 | $2.00 | 8,124,700 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2018-04-03 | 398 | $2.00 | 8,125,098 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2018-04-03 | 1,000 | $2.00 | 8,126,098 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2018-04-03 | 2,400 | $1.90 | 8,128,498 | No | 4 | P | Direct | |
| Common Sdtock | Acquisiton | 2018-04-03 | 1,500 | $1.90 | 8,129,998 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2018-04-03 | 2,500 | $1.95 | 8,132,498 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class B Common Stock | 1,619,102 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | stock option | $2.37 | 2025-07-30 | 100,000 | 100,000 | Direct | |
| Common Stock | stock option | $3.57 | 2026-04-07 | 50,000 | 50,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-07-30 | 100,000 | 100,000 | Direct |
| 2026-04-07 | 50,000 | 50,000 | Direct |
Footnotes
- 1/3 exercisable on each of 07/30/16, 07/30/2017 and 07/30/2018
- 1/3 exercisable on each of 04/07/2017, 04/07/2018 and 04/07/2019
Billionaire Hedge Funds
