Filing Details
- Accession Number:
- 0001123292-11-000116
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2011-02-14 19:19:23
- Reporting Period:
- 2010-12-31
- Filing Date:
- 2011-02-14
- Accepted Time:
- 2011-02-14 19:19:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1028954 | Sussex Bancorp | SBBX | State Commercial Banks (6022) | 223475473 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185471 | J Edward Leppert | C/O Sussex Bancorp 399 Route 23 Franklin NJ 07416 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2008-12-31 | 31,173 | $0.00 | 31,173 | No | 4 | P | Indirect | By Director Deferred Compensation Agreement |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Director Deferred Compensation Agreement |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 17,844 | Direct | |
Common Stock | 15,067 | Indirect | By IRA |
Common Stock | 3,984 | Indirect | By IRA - Spouse |
Footnotes
- Transaction dates correspond to meetings of the board of directors and committees which occurred between 12/31/2008 and 12/31/2010.
- These shares represent phantom stock units issued pursuant to the Company's Amended and Restated Director Deferred Compensation Agreement due to the deferral of director's fees earned by the reporting person. Each share of phantom stock is payable in one share of common stock upon the reporting person's termination of service as director. These shares were inadvertently excluded from previously filed Form 4s during 12/31/2008 through 12/31/2010.
- The purchase price used to determine the total number of phantom stock units ranged from $3.22 to $6.55.