Filing Details
- Accession Number:
- 0001181431-11-009904
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-14 19:19:15
- Reporting Period:
- 2011-02-10
- Filing Date:
- 2011-02-14
- Accepted Time:
- 2011-02-14 19:19:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1012620 | Genesee & Wyoming Inc | GWR | Railroads, Line-Haul Operating (4011) | 060984624 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1326526 | W James Benz | 66 Field Point Road Greenwich CT 06830 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 Par Value | Acquisiton | 2011-02-10 | 3,400 | $29.41 | 86,287 | No | 4 | A | Direct | |
| Class A Common Stock, $.01 Par Value | Acquisiton | 2011-02-10 | 19,705 | $29.41 | 105,992 | No | 4 | A | Direct | |
| Class A Common Stock, $.01 Par Value | Acquisiton | 2011-02-10 | 9,944 | $30.37 | 115,936 | No | 4 | A | Direct | |
| Class A Common Stock, $.01 Par Value | Disposition | 2011-02-10 | 33,049 | $51.80 | 82,887 | No | 4 | S | Direct | |
| Class A Common Stock, $.01 Par Value | Disposition | 2011-02-10 | 40,000 | $51.85 | 42,887 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2011-02-10 | 3,400 | $0.00 | 3,400 | $29.41 |
| Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2011-02-10 | 19,705 | $0.00 | 19,705 | $29.41 |
| Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2011-02-10 | 9,944 | $0.00 | 9,944 | $30.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-05-29 | No | 4 | M | Direct | |
| 0 | 2011-05-29 | No | 4 | M | Direct | |
| 0 | 2011-06-01 | No | 4 | M | Direct |
Footnotes
- All shares are held in a joint account with spouse.
- The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- Represents the weighted average sales price for price increments ranging from $51.50 to $52.24.
- Represents the weighted average sales price for price increments ranging from $51.525 to $52.21.
- This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning May 30, 2007.
- This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became fully vested on June 2, 2006.
Billionaire Hedge Funds
