Filing Details
- Accession Number:
- 0000950103-18-004413
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-03 18:36:00
- Reporting Period:
- 2017-03-08
- Accepted Time:
- 2018-04-03 18:36:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1275014 | Ultra Clean Holdings Inc. | UCTT | Semiconductors & Related Devices (3674) | 611430858 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1698675 | David Speirs | Ultra Clean Holdings, Inc. 26462 Corporate Ave Hayward CA 94545 | Svp, North America | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-03-08 | 250 | $13.86 | 0 | No | 4 | S | Indirect | by son |
Common Stock | Acquisiton | 2018-03-30 | 11,100 | $0.00 | 109,898 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by son |
No | 4 | A | Direct |
Footnotes
- Includes 50 shares acquired by the reporting person's son on February 24, 2016 that were not previously reported by the reporting person on the Form 3 filed with the Securities and Exchange Commission on February 24, 2017. The Form 3 had the incorrect number for 200 shares and the correct number was 250 shares.
- This is the weighted average sale price. Shares were sold in multiple transactions at prices from $13.85 to $13.86. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of March 30, 2018. Excludes performance restricted stock units that will be determined based on performance factors following 2018 fiscal year end.