Filing Details
- Accession Number:
- 0000899243-18-009264
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-03 17:11:15
- Reporting Period:
- 2018-04-03
- Accepted Time:
- 2018-04-03 17:11:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1622229 | Unum Therapeutics Inc. | UMRX | Pharmaceutical Preparations (2834) | 465308248 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1671207 | Atlas Venture Associates Ix, Llc | 25 First Street, Suite 303 Cambridge MA 02141 | No | No | Yes | No | |
1671208 | Atlas Venture Associates Ix, L.p. | 25 First Street, Suite 303 Cambridge MA 02141 | No | No | Yes | No | |
1671219 | Atlas Venture Fund Ix, L.p. | 25 First Street, Suite 303 Cambridge MA 02141 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-04-03 | 3,184,446 | $0.00 | 3,184,446 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2018-04-03 | 83,037 | $0.00 | 3,267,483 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2018-04-03 | 94,052 | $12.00 | 3,361,535 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2018-04-03 | 3,184,446 | $0.00 | 3,184,446 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2018-04-03 | 83,037 | $0.00 | 83,037 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares had no expiration date.
- The shares are held directly by Atlas Venture Fund IX, L.P. ("Atlas Venture Fund IX"). The general partner of Atlas Venture Fund IX is Atlas Venture Associates IX, L.P. ("AVA IX LP"). Atlas Venture Associates IX, LLC ("AVA IX LLC") is the general partner of AVA IX LP. Each of AVA IX LP and AVA IX LLC disclaim Section 16 beneficial ownership of the securities held by Atlas Venture Fund IX, except to the extent of its pecuniary interest therein, if any.