Filing Details
- Accession Number:
- 0001181431-11-010064
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-14 19:09:48
- Reporting Period:
- 2011-02-10
- Filing Date:
- 2011-02-14
- Accepted Time:
- 2011-02-14 19:09:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 766421 | Alaska Air Group Inc | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1403513 | J Kelley Dobbs | Alaska Airlines, Inc. 19300 International Blvd Seattle WA 98188 | Vp/Hr & Labor Relations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-10 | 2,370 | $27.49 | 8,561 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-10 | 935 | $33.26 | 9,496 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-10 | 3,305 | $62.60 | 6,191 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-11 | 2,929 | $63.77 | 4,362 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2011-02-10 | 2,370 | $0.00 | 2,370 | $27.49 |
| Common | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2011-02-10 | 935 | $0.00 | 935 | $33.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,370 | 2011-02-08 | 2018-02-08 | No | 4 | M | Direct |
| 2,805 | 2011-02-03 | 2020-02-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,430 | Direct | |
| Common Stock | 1,126 | Indirect | ESOP TRUST |
Footnotes
- STOCK UNITS AWARDED UNDER THE 2004 LONG-TERM INCENTIVE EQUITY AND 2008 PERFORMANCE INCENTIVE PLANS; SUBJECT TO FORFEITURE.
- SHARES HELD IN AN ALASKA AIR GROUP, INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST AS OF DECEMBER 31, 2010.
- OPTIONS VESTED IN FOUR EQUAL ANNUAL INSTALLMENTS FROM DATE OF GRANT; REMAINING OPTIONS VEST ON 2/8/2012.
- OPTIONS VEST IN FOUR EQUAL ANNUAL INSTALLMENTS FROM DATE OF GRANT; REMAINING OPTIONS VEST ON 2/3/12, 2/3/13 AND 2/3/14.
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