Filing Details
- Accession Number:
- 0001501570-18-000122
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-02 18:37:42
- Reporting Period:
- 2014-03-20
- Accepted Time:
- 2018-04-02 18:37:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1501570 | Veritex Holdings Inc. | VBTX | State Commercial Banks (6022) | 270973566 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1621654 | John Sughrue | C/O Veritex Holdings, Inc. 8214 Westchester Drive, Suite 400 Dallas TX 75225 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-20 | 6,912 | $10.85 | 6,912 | No | 4 | P | Indirect | By Wife |
Common Stock | Acquisiton | 2018-03-31 | 500 | $0.00 | 38,654 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Wife |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2018-03-31 | 500 | $0.00 | 500 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,500 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 55 | Indirect | By Son |
Footnotes
- This is a reporting of a late Form 4 filing that should have been filed on March 20, 2014. This transaction involved a purchase of securities by the reporting person's wife into her IRA account. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- Each restricted stock unit represents a right to receive at settlement one share of common stock of the Company.
- On March 22, 2018 the reporting person was granted 2,000 restricted stock units which vest in four equal installments on the last calendar day for each quarter during 2018.