Filing Details
- Accession Number:
- 0001420295-11-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-11 19:03:12
- Reporting Period:
- 2011-02-09
- Filing Date:
- 2011-02-11
- Accepted Time:
- 2011-02-11 19:03:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1386278 | Green Dot Corp | GDOT | Finance Services (6199) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1082906 | C Jay Hoag | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1188444 | Jr Q Jon Reynolds | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1188456 | John Drew | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1188458 | William Griffith | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1197937 | Rick Kimball | C/O Technology Crossover Ventures 528 Ramona Street 528 Ramona Street CA 94301 | No | No | Yes | Yes | |
1343722 | Robert Trudeau | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1419272 | P L Vii(A) Tcv | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1420295 | Tcv Vii Lp | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1466999 | Technology Crossover Management Vii, Ltd. | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1467001 | Technology Crossover Management Vii, L.p. | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-02-09 | 55,025 | $0.00 | 104,325 | No | 4 | C | Indirect | TCV VII, L.P. |
Class A Common Stock | Disposition | 2011-02-09 | 55,025 | $60.49 | 49,300 | No | 4 | S | Indirect | TCV VII, L.P. |
Class A Common Stock | Acquisiton | 2011-02-09 | 28,576 | $0.00 | 54,179 | No | 4 | C | Indirect | TCV VII (A), L.P. |
Class A Common Stock | Disposition | 2011-02-09 | 28,576 | $60.49 | 25,603 | No | 4 | S | Indirect | TCV VII (A), L.P. |
Class A Common Stock | Acquisiton | 2011-02-10 | 33,961 | $0.00 | 83,261 | No | 4 | C | Indirect | TCV VII, L.P. |
Class A Common Stock | Disposition | 2011-02-10 | 33,961 | $59.57 | 49,300 | No | 4 | S | Indirect | TCV VII, L.P. |
Class A Common Stock | Acquisiton | 2011-02-10 | 17,636 | $0.00 | 43,239 | No | 4 | C | Indirect | TCV VII (A), L.P. |
Class A Common Stock | Disposition | 2011-02-10 | 17,636 | $59.57 | 25,603 | No | 4 | S | Indirect | TCV VII (A), L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | TCV VII, L.P. |
No | 4 | S | Indirect | TCV VII, L.P. |
No | 4 | C | Indirect | TCV VII (A), L.P. |
No | 4 | S | Indirect | TCV VII (A), L.P. |
No | 4 | C | Indirect | TCV VII, L.P. |
No | 4 | S | Indirect | TCV VII, L.P. |
No | 4 | C | Indirect | TCV VII (A), L.P. |
No | 4 | S | Indirect | TCV VII (A), L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2011-02-09 | 55,025 | $0.00 | 55,025 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2011-02-09 | 28,576 | $0.00 | 28,576 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2011-02-10 | 33,961 | $0.00 | 33,961 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2011-02-10 | 17,636 | $0.00 | 17,636 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,141,677 | No | 4 | C | Indirect | ||
592,900 | No | 4 | C | Indirect | ||
1,107,716 | No | 4 | C | Indirect | ||
575,264 | No | 4 | C | Indirect |
Footnotes
- This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV Member Fund, L.P., Christopher P. Marshall, Timothy P. McAdam and John C. Rosenberg on February 11, 2011.
- These securities are directly held by TCV VII, L.P. Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., William J.G. Griffith IV, Robert W. Trudeau, Christopher P. Marshall, Timothy P. McAdam and John C. Rosenberg (collectively, the "Class A Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The Class A Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but the Class A Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- The price reported reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $60.4865 to $60.4900. The Reporting Persons hereby undertake to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- These securities are directly held by TCV VII (A), L.P. The Class A Directors are Class A Directors of Management VII and limited partners of TCM VII . Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. The Class A Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but the Class A Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- The price reported reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $59.5310 to $59.7234. The Reporting Persons hereby undertake to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The Class B Common Stock is convertible at the holder's option into Class A Common Stock on a 1-for-1 basis and has no expiration date.
- The holder elected to convert the shares of Class B Common Stock into Class A Common stock, which Class A Common Stock has no exercisable date or expiration date.