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Filing Details

Accession Number:: 0000899243-18-008991
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-03-30 18:00:26
Reporting Period:: 2018-03-28

Accepted Time:: 2018-03-30 18:00:26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1316016	Aquantia Corp	AQ	Semiconductors & Related Devices (3674)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1721262	Ken Pelowski	1600 El Camino Real, Suite 250 Menlo Park CA 94025		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-03-28	42,016	$6.66	2,649,435	No	4	C	Indirect	See Footnotes
Common Stock	Disposition	2018-03-28	16,865	$16.60	2,632,570	No	4	S	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Warrant (Right to Buy)	Disposition	2018-03-28	42,016	$0.00	42,016	$6.66

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
42,016	2009-11-16	2019-11-16	No	4	C	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,347	Direct

Footnotes

On March 28, 2018, Pinnacle Ventures I (Q) Equity Holdings, L.L.C., Pinnacle Ventures I Affiliates, L.P. and Pinnacle Ventures II Equity Holdings, L.L.C. (collectively, the "Exercising Entities") exercised warrants to purchase a total of 42,016 shares of the Issuer's common stock for $6.66 a share. The Exercising Entities paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 16,865 of the warrant shares to pay the exercise price and issuing to the Exercising Entities the remaining 25,151 shares.
Represents securities held by Pinnacle Ventures I Affiliates, L.P., Pinnacle Ventures I-A (Q), L.P., Pinnacle Ventures I-B, L.P., Pinnacle Ventures Management I, L.L.C., Pinnacle Ventures II-A, L.P., Pinnacle Ventures II-B, L.P., Pinnacle Ventures II-C, L.P., Pinnacle Ventures II-R, L.P., Pinnacle Ventures Management II, L.L.C., Pinnacle Ventures Equity Fund I, L.P., Pinnacle Ventures Equity Fund I-O, L.P., Pinnacle Ventures Equity Fund I Affiliates, L.P., Pinnacle Ventures II Equity Holdings, L.L.C. and Pinnacle Ventures I (Q) Equity Holdings, L.L.C. (collectively, the "Pinnacle Entities"), which are managed by general partner limited liability companies. Ken Pelowski is either the sole or controlling managing member of each such limited liability company and, as such, is deemed to have sole voting and dispositive power with respect to the shares held by the Pinnacle Entities.
(Continued from Footnote 2) Mr. Pelowski disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
These securities represent restricted stock units previously granted to the reporting person pursuant to the Issuer's non-employee director compensation policy.
Represents 13,588 shares directly owned by Pinnacle Ventures I (Q) Equity Holdings, L.L.C., 277 shares directly owned by Pinnacle Ventures I Affiliates, L.P. and 28,151 shares directly owned by Pinnacle Ventures II Equity Holdings, L.L.C.