Filing Details
- Accession Number:
- 0001228779-18-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-30 16:05:02
- Reporting Period:
- 2018-03-28
- Accepted Time:
- 2018-03-30 16:05:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1228779 | J. Kornelis Storm | One Baxter Parkway Deerfield IL 60015 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Acquisiton | 2018-03-28 | 3,760 | $33.77 | 26,272 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2018-03-28 | 5,680 | $26.77 | 31,952 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2018-03-28 | 4,320 | $24.27 | 36,272 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2018-03-28 | 4,990 | $31.26 | 41,262 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2018-03-28 | 4,020 | $29.51 | 45,282 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2018-03-28 | 3,930 | $36.92 | 49,212 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2018-03-28 | 4,110 | $39.83 | 53,322 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2018-03-28 | 10,789 | $37.50 | 64,111 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2018-03-28 | 6,360 | $44.39 | 70,471 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2018-03-28 | 39,059 | $64.55 | 31,412 | No | 4 | S | Direct | |
| Common Stock, $1 Par Value | Disposition | 2018-03-28 | 8,900 | $65.04 | 22,512 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2018-03-28 | 3,760 | $0.00 | 3,760 | $33.77 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2018-03-28 | 5,680 | $0.00 | 5,680 | $26.77 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2018-03-28 | 4,320 | $0.00 | 4,320 | $24.27 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2018-03-28 | 4,990 | $0.00 | 4,990 | $31.26 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2018-03-28 | 4,020 | $0.00 | 4,020 | $29.51 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2018-03-28 | 3,930 | $0.00 | 3,930 | $36.92 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2018-03-28 | 4,110 | $0.00 | 4,110 | $39.83 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2018-03-28 | 10,789 | $0.00 | 10,789 | $37.50 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2018-03-28 | 6,360 | $0.00 | 6,360 | $44.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-05-06 | 2018-05-04 | No | 4 | M | Direct |
| 0 | 2010-05-05 | 2019-05-05 | No | 4 | M | Direct |
| 0 | 2011-05-04 | 2020-05-04 | No | 4 | M | Direct |
| 0 | 2012-05-08 | 2021-05-03 | No | 4 | M | Direct |
| 0 | 2013-05-08 | 2022-05-08 | No | 4 | M | Direct |
| 0 | 2014-05-07 | 2023-05-05 | No | 4 | M | Direct |
| 0 | 2015-05-05 | 2024-05-06 | No | 4 | M | Direct |
| 0 | 2016-05-05 | 2025-05-05 | No | 4 | M | Direct |
| 0 | 2017-05-02 | 2026-05-01 | No | 4 | M | Direct |
Footnotes
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by Baxter International Inc. ("BII") to Mr. Storm on May 6, 2008.
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 5, 2009.
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 4, 2010.
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 3, 2011.
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 8, 2012.
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 7, 2013.
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 6, 2014.
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 5, 2015.
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 3, 2016.
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm.
- Price reflects weighted average sales price. Range of prices for transactions are $63.96 through $64.96. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
- Price reflects weighted average sales price. Range of prices for transactions are $64.97 through $65.23. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
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