Filing Details

Accession Number:
0000899243-18-008954
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-29 21:33:49
Reporting Period:
2018-03-27
Accepted Time:
2018-03-29 21:33:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1428439 Roku Inc ROKU () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1368858 Globespan Capital Partners V Lp One Boston Place, Suite 2810
Boston MA 02108
No No Yes No
1404740 P Andrew Goldfarb One Boston Place, Suite 2810
Boston MA 02108
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2018-03-27 1,013,457 $33.39 3,668,070 No 4 S Indirect See footnote
Class A Common Stock Disposition 2018-03-27 117,993 $33.39 427,061 No 4 S Indirect See footnote
Class A Common Stock Disposition 2018-03-27 13,150 $34.18 3,654,920 No 4 S Indirect See footnote
Class A Common Stock Disposition 2018-03-27 1,531 $34.18 425,530 No 4 S Indirect See footnote
Class A Common Stock Disposition 2018-03-28 135,901 $31.22 3,519,019 No 4 S Indirect See footnote
Class A Common Stock Disposition 2018-03-28 15,815 $31.22 409,715 No 4 S Indirect See footnote
Class A Common Stock Disposition 2018-03-28 77,509 $32.40 3,441,510 No 4 S Indirect See footnote
Class A Common Stock Disposition 2018-03-28 9,024 $32.40 400,691 No 4 S Indirect See footnote
Class A Common Stock Disposition 2018-03-28 28,111 $33.41 3,413,399 No 4 S Indirect See footnote
Class A Common Stock Disposition 2018-03-28 3,281 $33.41 397,410 No 4 S Indirect See footnote
Class A Common Stock Disposition 2018-03-28 27,193 $34.00 3,386,206 No 4 S Indirect See footnote
Class A Common Stock Disposition 2018-03-28 3,166 $34.00 394,244 No 4 S Indirect See footnote
Class A Common Stock Disposition 2018-03-29 75,462 $31.09 3,310,744 No 4 S Indirect See footnote
Class A Common Stock Disposition 2018-03-29 8,788 $31.09 385,456 No 4 S Indirect See footnote
Class A Common Stock Disposition 2018-03-29 58,895 $32.51 3,251,849 No 4 S Indirect See footnote
Class A Common Stock Disposition 2018-03-29 6,855 $32.51 378,601 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Footnotes
  1. The transaction was executed in multiple trades at prices ranging from $33.00 to $33.995. The prices above in Column 4 reflect weighted average prices. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  2. Held directly by Globespan Capital Partners V, L.P. ("GCP V").
  3. Held directly by another fund affiliated with GCP V.
  4. The transaction was executed in multiple trades at prices ranging from $34.00 - $34.58.
  5. The transaction was executed in multiple trades at prices ranging from $31.00 - $31.93.
  6. The transaction was executed in multiple trades at prices ranging from $32.00 - $32.97.
  7. The transaction was executed in multiple trades at prices ranging from $33.04 - $33.98.
  8. The transaction was executed in multiple trades at prices ranging from $34.00 - $34.04.
  9. The transaction was executed in multiple trades at prices ranging from $31.00 - $31.80.
  10. The transaction was executed in multiple trades at prices ranging from $32.00 - $32.70.