Filing Details
- Accession Number:
- 0001415889-18-000456
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-29 21:00:20
- Reporting Period:
- 2018-03-27
- Accepted Time:
- 2018-03-29 21:00:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645494 | Arris International Plc | ARRS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185929 | David Potts | 3871 Lakefield Dr. Suwanee GA 30024 | Evp Of Finance, Cfo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2018-03-27 | 4,419 | $0.00 | 92,509 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2018-03-29 | 4,419 | $26.30 | 88,090 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Restricted Shares (T) 140327 | Disposition | 2018-03-27 | 4,419 | $0.00 | 6,345 | $0.00 |
Ordinary Shares | Restricted Shares (T) 140327 | Disposition | 2018-03-27 | 1,926 | $27.25 | 1,926 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,926 | 2018-03-27 | No | 4 | M | Direct | |
0 | 2018-03-27 | No | 4 | F | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Ordinary Shares | Restricted Shares (T) 150330 | $0.00 | 2019-03-30 | 12,034 | 12,034 | Direct | |
Ordinary Shares | Restricted Shares (P) 160707 | $0.00 | 2019-01-31 | 76,920 | 76,920 | Direct | |
Ordinary Shares | Restricted Shares (T) 160707 | $0.00 | 2020-07-07 | 28,845 | 28,845 | Direct | |
Ordinary Shares | Restricted Shares (T) 170329 | $0.00 | 2021-03-29 | 30,900 | 30,900 | Direct | |
Ordinary Shares | Restricted Shares (P) 170329 | $0.00 | 2020-01-31 | 61,800 | 61,800 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
12,034 | 12,034 | Direct | |
76,920 | 76,920 | Direct | |
28,845 | 28,845 | Direct | |
30,900 | 30,900 | Direct | |
61,800 | 61,800 | Direct |
Footnotes
- Represents the vested portion of a restricted stock unit grant converting to common stock.
- Shares sold subject to an existing Rule 10b5-1 Sales Plan.
- Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
- This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
- Represents shares cancelled to cover payroll tax liability on vesting of previously granted restricted stock units.
- Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.