Filing Details

Accession Number:
0001415889-18-000456
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-29 21:00:20
Reporting Period:
2018-03-27
Accepted Time:
2018-03-29 21:00:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645494 Arris International Plc ARRS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185929 David Potts 3871 Lakefield Dr.
Suwanee GA 30024
Evp Of Finance, Cfo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2018-03-27 4,419 $0.00 92,509 No 4 M Direct
Ordinary Shares Disposition 2018-03-29 4,419 $26.30 88,090 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Restricted Shares (T) 140327 Disposition 2018-03-27 4,419 $0.00 6,345 $0.00
Ordinary Shares Restricted Shares (T) 140327 Disposition 2018-03-27 1,926 $27.25 1,926 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,926 2018-03-27 No 4 M Direct
0 2018-03-27 No 4 F Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Ordinary Shares Restricted Shares (T) 150330 $0.00 2019-03-30 12,034 12,034 Direct
Ordinary Shares Restricted Shares (P) 160707 $0.00 2019-01-31 76,920 76,920 Direct
Ordinary Shares Restricted Shares (T) 160707 $0.00 2020-07-07 28,845 28,845 Direct
Ordinary Shares Restricted Shares (T) 170329 $0.00 2021-03-29 30,900 30,900 Direct
Ordinary Shares Restricted Shares (P) 170329 $0.00 2020-01-31 61,800 61,800 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
12,034 12,034 Direct
76,920 76,920 Direct
28,845 28,845 Direct
30,900 30,900 Direct
61,800 61,800 Direct
Footnotes
  1. Represents the vested portion of a restricted stock unit grant converting to common stock.
  2. Shares sold subject to an existing Rule 10b5-1 Sales Plan.
  3. Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
  4. This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
  5. Represents shares cancelled to cover payroll tax liability on vesting of previously granted restricted stock units.
  6. Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.