Filing Details
- Accession Number:
- 0000899243-18-008916
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-29 18:52:17
- Reporting Period:
- 2018-03-27
- Accepted Time:
- 2018-03-29 18:52:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1610532 | Hortonworks Inc. | HDP | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1229938 | G Robert Bearden | C/O Hortonworks, Inc. 5470 Great America Parkway Santa Clara CA 95054 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-03-27 | 62,500 | $20.50 | 880,752 | No | 4 | S | Indirect | The Robert Gene Bearden, Jr. Family Trust |
Common Stock | Disposition | 2018-03-28 | 62,500 | $19.74 | 818,252 | No | 4 | S | Indirect | The Robert Gene Bearden, Jr. Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | The Robert Gene Bearden, Jr. Family Trust |
No | 4 | S | Indirect | The Robert Gene Bearden, Jr. Family Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,830,727 | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $19.63 to $20.98 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.
- Represents the weighted average sale price for the entire number of shares sold. The sale prices range from to $19.30 to $20.17 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.