Filing Details
- Accession Number:
- 0000932440-18-000027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-29 16:21:31
- Reporting Period:
- 2018-03-29
- Accepted Time:
- 2018-03-29 16:21:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1494448 | Emergent Capital Inc. | EMGC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1272138 | J Patrick Curry | 204 Woodhew Drive Waco TX 76712 | Ceo | Yes | Yes | Yes | No |
1712302 | Pjc Investments, Llc | 204 Woodhew Drive Waco TX 76712 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2018-03-29 | 552,431 | $0.43 | 552,431 | No | 4 | P | Indirect | By spouse. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By spouse. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 14,374,716 | Indirect | By PJC Investments, LLC |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock,Par Value $0.01 Per Share | Warrants (right to buy) | $0.20 | 2023-07-28 | 13,575,000 | 13,575,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-07-28 | 13,575,000 | 13,575,000 | Indirect |
Footnotes
- Mr. Curry is the principal and manager of PJC Investments, LLC.
- Of such warrants, 8,750,000 vested on July 28, 2017 and 4,825,000 will vest in connection with the conversion of the issuer's senior unsecured convertible notes outstanding as of July 28, 2017 (the "Outstanding Convertible Notes") into shares of the issuer's common stock on a 1 to 1 basis, or earlier upon the earliest date on which (x) at least 50% of the aggregate principal amount of the Outstanding Convertible Notes are converted into shares of the issuer's common stock, or (y) all of the Outstanding Convertible Notes are no longer outstanding.