Filing Details

Accession Number:
0001417327-11-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-11 17:47:53
Reporting Period:
2011-02-08
Filing Date:
2011-02-11
Accepted Time:
2011-02-11 17:47:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1110647 Oclaro Inc. OCLR Semiconductors & Related Devices (3674) 201303994
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1351265 Hunt Catherine Rundle 2584 Junction Avenue
San Jose CA 95134
General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-02-08 3,397 $15.18 31,004 No 4 S Direct
Common Stock Acquisiton 2011-02-08 2,333 $3.10 33,337 No 4 M Direct
Common Stock Acquisiton 2011-02-08 14,500 $8.90 47,837 No 4 M Direct
Common Stock Disposition 2011-02-08 14,500 $15.18 33,337 No 4 S Direct
Common Stock Acquisiton 2011-02-08 12,749 $3.50 46,086 No 4 M Direct
Common Stock Disposition 2011-02-08 12,749 $15.18 33,337 No 4 S Direct
Common Stock Disposition 2011-02-10 101 $16.40 33,236 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-02-08 2,333 $0.00 2,333 $3.10
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-02-08 14,500 $0.00 14,500 $8.90
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-02-08 12,749 $0.00 12,749 $3.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,167 2010-05-13 2017-05-13 No 4 M Direct
9,500 2009-08-15 2018-08-15 No 4 M Direct
23,251 2010-08-15 2019-08-15 No 4 M Direct
Footnotes
  1. The price range for sales of these shares was between $15.00 to $15.55. Upon appropriate request, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  2. Non-market, exempted disposition of a vested employee stock option upon its exercise.
  3. Non-market, exempted acquisition of shares of common stock upon the exercise of an employee stock option for cash.
  4. Sale of 101 shares pursuant to a Rule 10b5-1 trading plan to satisfy tax obligations arising in connection with the non-reportable vesting of restricted stock awards.
  5. The price range for sales of these shares was between $16.38 to $16.41. Upon appropriate request, the Reporting Person will provide full information regarding the number of shares sold at each separate price.