Filing Details
- Accession Number:
- 0001417327-11-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-11 17:47:53
- Reporting Period:
- 2011-02-08
- Filing Date:
- 2011-02-11
- Accepted Time:
- 2011-02-11 17:47:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1110647 | Oclaro Inc. | OCLR | Semiconductors & Related Devices (3674) | 201303994 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1351265 | Hunt Catherine Rundle | 2584 Junction Avenue San Jose CA 95134 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-02-08 | 3,397 | $15.18 | 31,004 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-02-08 | 2,333 | $3.10 | 33,337 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-08 | 14,500 | $8.90 | 47,837 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-08 | 14,500 | $15.18 | 33,337 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-02-08 | 12,749 | $3.50 | 46,086 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-08 | 12,749 | $15.18 | 33,337 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 101 | $16.40 | 33,236 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-08 | 2,333 | $0.00 | 2,333 | $3.10 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-08 | 14,500 | $0.00 | 14,500 | $8.90 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-08 | 12,749 | $0.00 | 12,749 | $3.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,167 | 2010-05-13 | 2017-05-13 | No | 4 | M | Direct |
9,500 | 2009-08-15 | 2018-08-15 | No | 4 | M | Direct |
23,251 | 2010-08-15 | 2019-08-15 | No | 4 | M | Direct |
Footnotes
- The price range for sales of these shares was between $15.00 to $15.55. Upon appropriate request, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Non-market, exempted disposition of a vested employee stock option upon its exercise.
- Non-market, exempted acquisition of shares of common stock upon the exercise of an employee stock option for cash.
- Sale of 101 shares pursuant to a Rule 10b5-1 trading plan to satisfy tax obligations arising in connection with the non-reportable vesting of restricted stock awards.
- The price range for sales of these shares was between $16.38 to $16.41. Upon appropriate request, the Reporting Person will provide full information regarding the number of shares sold at each separate price.