Filing Details
- Accession Number:
- 0001437749-18-005614
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-27 19:49:56
- Reporting Period:
- 2018-03-23
- Accepted Time:
- 2018-03-27 19:49:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1559909 | Harvest Capital Credit Corp | HCAP | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 831726 | Jmp Securities Llc | 600 Montgomery Street, Suite 1100 San Francisco CA 94111 | No | No | Yes | No | |
| 1302350 | Jmp Group Llc | 600 Montgomery Street, Suite 1100 San Francisco CA 94111 | No | No | Yes | No | |
| 1383803 | Jmp Group Inc. | 600 Montgomery Street, Suite 1100 San Francisco CA 94111 | No | No | Yes | No | |
| 1631416 | Jmp Holding Llc | 600 Montgomery Street, Suite 1100 San Francisco CA 94111 | No | No | Yes | No | |
| 1631823 | Jmp Investment Holdings Llc | 600 Montgomery Street, Suite 1100 San Francisco CA 94111 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-23 | 544 | $10.61 | 919,090 | No | 4 | P | Indirect | See Footnote |
| Common Stock | Acquisiton | 2018-03-26 | 1,550 | $10.67 | 920,940 | No | 4 | P | Indirect | See Footnote |
| Common Stock | Acquisiton | 2018-03-27 | 1,144 | $10.33 | 921,784 | No | 4 | P | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
Footnotes
- Reflects the acquisition of common stock pursuant to a Rule 10b5-1 Purchase Plan of JMP Investment Holdings LLC.
- 916,126 of these securities are owned by JMP Investment Holdings LLC, which is a wholly owned subsidiary of JMP Group LLC. JMP Group LLC is the indirect beneficial owner of the reported securities. 5,658 of these securities are owned by JMP Securities LLC pursuant to the Issuer's Dividend Reinvestment Plan. JMP Securities LLC is a wholly owned subsidiary of JMP Holding LLC, which is a wholly owned subsidiary of JMP Group Inc., which is a wholly owned subsidiary of JMP Investment Holdings LLC, which is a wholly owned subsidiary of JMP Group LLC. JMP Group LLC is the indirect beneficial owner of the reported securities.
Billionaire Hedge Funds
