Filing Details

Accession Number:
0000091142-11-000029
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-11 17:15:40
Reporting Period:
2011-02-10
Filing Date:
2011-02-11
Accepted Time:
2011-02-11 17:15:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Motors & Generators (3621) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1236636 J John Kita A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Senior V.p., Corp. Fin. & Cont No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-10 16,050 $19.13 32,600 No 4 M Direct
Common Stock Acquisiton 2011-02-10 6,750 $16.43 39,350 No 4 M Direct
Common Stock Disposition 2011-02-10 400 $41.50 38,950 No 4 S Direct
Common Stock Disposition 2011-02-10 100 $41.51 38,850 No 4 S Direct
Common Stock Disposition 2011-02-10 1,100 $41.54 37,750 No 4 S Direct
Common Stock Disposition 2011-02-10 300 $41.58 37,450 No 4 S Direct
Common Stock Disposition 2011-02-10 300 $41.59 37,150 No 4 S Direct
Common Stock Disposition 2011-02-10 100 $41.61 37,050 No 4 S Direct
Common Stock Disposition 2011-02-10 100 $41.63 36,950 No 4 S Direct
Common Stock Disposition 2011-02-10 1,000 $41.65 35,950 No 4 S Direct
Common Stock Disposition 2011-02-10 400 $41.66 35,550 No 4 S Direct
Common Stock Disposition 2011-02-10 400 $41.67 35,150 No 4 S Direct
Common Stock Disposition 2011-02-10 1,300 $41.68 33,850 No 4 S Direct
Common Stock Disposition 2011-02-10 800 $41.69 33,050 No 4 S Direct
Common Stock Disposition 2011-02-10 2,000 $41.70 31,050 No 4 S Direct
Common Stock Disposition 2011-02-10 1,100 $41.71 29,950 No 4 S Direct
Common Stock Disposition 2011-02-10 400 $41.72 29,550 No 4 S Direct
Common Stock Disposition 2011-02-10 500 $41.74 29,050 No 4 S Direct
Common Stock Disposition 2011-02-10 500 $41.75 28,550 No 4 S Direct
Common Stock Disposition 2011-02-10 700 $41.76 27,850 No 4 S Direct
Common Stock Disposition 2011-02-10 600 $41.77 27,250 No 4 S Direct
Common Stock Disposition 2011-02-10 800 $41.78 26,450 No 4 S Direct
Common Stock Disposition 2011-02-10 100 $41.79 26,350 No 4 S Direct
Common Stock Disposition 2011-02-10 600 $41.80 25,750 No 4 S Direct
Common Stock Disposition 2011-02-10 300 $41.81 25,450 No 4 S Direct
Common Stock Disposition 2011-02-10 900 $41.82 24,550 No 4 S Direct
Common Stock Disposition 2011-02-10 300 $41.83 24,250 No 4 S Direct
Common Stock Disposition 2011-02-10 200 $41.84 24,050 No 4 S Direct
Common Stock Disposition 2011-02-10 600 $41.85 23,450 No 4 S Direct
Common Stock Disposition 2011-02-10 500 $41.86 22,950 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2011-02-10 16,050 $0.00 16,050 $19.13
Common Stock Employee Stock Options (Right to Buy) Disposition 2011-02-10 6,750 $0.00 6,750 $16.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
51,050 2004-10-06 2013-10-07 No 4 M Direct
44,300 2005-10-11 2014-10-12 No 4 M Direct
Footnotes
  1. The employee stock options were granted on 10/07/2003, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under rule 16b-3.
  2. The employee stock options were granted on 10/12/2004, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under rule 16b-3.