Filing Details
- Accession Number:
- 0000091142-11-000029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-11 17:15:40
- Reporting Period:
- 2011-02-10
- Filing Date:
- 2011-02-11
- Accepted Time:
- 2011-02-11 17:15:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Motors & Generators (3621) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1236636 | J John Kita | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Senior V.p., Corp. Fin. & Cont | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-10 | 16,050 | $19.13 | 32,600 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-10 | 6,750 | $16.43 | 39,350 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-10 | 400 | $41.50 | 38,950 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 100 | $41.51 | 38,850 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 1,100 | $41.54 | 37,750 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 300 | $41.58 | 37,450 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 300 | $41.59 | 37,150 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 100 | $41.61 | 37,050 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 100 | $41.63 | 36,950 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 1,000 | $41.65 | 35,950 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 400 | $41.66 | 35,550 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 400 | $41.67 | 35,150 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 1,300 | $41.68 | 33,850 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 800 | $41.69 | 33,050 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 2,000 | $41.70 | 31,050 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 1,100 | $41.71 | 29,950 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 400 | $41.72 | 29,550 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 500 | $41.74 | 29,050 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 500 | $41.75 | 28,550 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 700 | $41.76 | 27,850 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 600 | $41.77 | 27,250 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 800 | $41.78 | 26,450 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 100 | $41.79 | 26,350 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 600 | $41.80 | 25,750 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 300 | $41.81 | 25,450 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 900 | $41.82 | 24,550 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 300 | $41.83 | 24,250 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 200 | $41.84 | 24,050 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 600 | $41.85 | 23,450 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 500 | $41.86 | 22,950 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2011-02-10 | 16,050 | $0.00 | 16,050 | $19.13 |
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2011-02-10 | 6,750 | $0.00 | 6,750 | $16.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
51,050 | 2004-10-06 | 2013-10-07 | No | 4 | M | Direct |
44,300 | 2005-10-11 | 2014-10-12 | No | 4 | M | Direct |
Footnotes
- The employee stock options were granted on 10/07/2003, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under rule 16b-3.
- The employee stock options were granted on 10/12/2004, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under rule 16b-3.