Filing Details
- Accession Number:
- 0001415889-18-000440
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-27 13:40:50
- Reporting Period:
- 2018-03-13
- Accepted Time:
- 2018-03-27 13:40:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 732026 | Trio-Tech International | TRT | Special Industry Machinery, Nec (3559) | 952086631 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247604 | T Jason Adelman | C/O Trio-Tech International 16139 Wyandotte St Van Nuys CA 91406 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-03-13 | 1,000 | $5.78 | 5,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-03-19 | 3,000 | $5.76 | 2,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-03-27 | 2,000 | $6.05 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock (Right to Buy) | Acquisiton | 2018-03-23 | 20,000 | $5.98 | 20,000 | $5.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2018-03-23 | 2023-03-22 | No | 4 | A | Direct |
Billionaire Hedge Funds
