Filing Details
- Accession Number:
- 0001039828-18-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-26 17:35:25
- Reporting Period:
- 2018-03-23
- Accepted Time:
- 2018-03-26 17:35:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1039828 | American Equity Investment Life Holding Co | AEL | Life Insurance (6311) | 421447959 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1468460 | James Ronald Grensteiner | 6000 Westown Parkway West Des Moines IA 50266 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-23 | 27,750 | $9.27 | 122,792 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-03-23 | 270 | $7.00 | 123,062 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-23 | 28,020 | $30.61 | 95,042 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-26 | 19,730 | $7.00 | 114,772 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-26 | 19,730 | $29.61 | 95,042 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options - Right to Buy | Disposition | 2018-03-23 | 27,750 | $0.00 | 27,750 | $9.27 |
| Common Stock | Options - Right to Buy | Disposition | 2018-03-23 | 270 | $0.00 | 270 | $7.00 |
| Common Stock | Options - Right to Buy | Disposition | 2018-03-26 | 19,730 | $0.00 | 19,730 | $7.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-06-11 | 2020-06-11 | No | 4 | M | Direct |
| 19,730 | 2012-05-08 | 2019-05-08 | No | 4 | M | Direct |
| 0 | 2012-05-08 | 2019-05-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 11,324 | Indirect | By ESOP |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $30.50 to $31.105. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
- This transaction was executed in multiple trades at prices ranging from $29.50 to $29.73. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
Billionaire Hedge Funds
