Filing Details
- Accession Number:
- 0001181070-18-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-26 17:03:23
- Reporting Period:
- 2018-03-22
- Accepted Time:
- 2018-03-26 17:03:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1710155 | National Vision Holdings Inc. | EYE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181070 | Mitchell Goodman | C/O National Vision Holdings, Inc., 2435 Commerce Avenue, Bldg. 2200 Duluth GA 30096-4980 | Svp, Gc And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-03-22 | 7,166 | $4.27 | 61,106 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-03-26 | 7,166 | $31.68 | 53,940 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2018-03-22 | 7,166 | $0.00 | 7,166 | $4.27 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
78,274 | 2024-03-13 | No | 4 | M | Direct |
Footnotes
- Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock in an underwritten public offering.
- This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.32 per share, in connection with the exercise of the underwriters' option to purchase additional shares.
- Of this stock option award, 56,960 stock options are currently vested, with an additional 28,480 eligible to vest on March 13, 2019. An additional 213,602 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.