Filing Details
- Accession Number:
- 0001209191-18-021632
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-26 16:32:14
- Reporting Period:
- 2018-03-26
- Accepted Time:
- 2018-03-26 16:32:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1300699 | Athenex Inc. | ATNX | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189013 | Jeffrey Yordon | C/O Athenex, Inc. 1001 Main Street, Suite 600 Buffalo NY 14203 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-26 | 5,000 | $14.69 | 188,709 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $9.00 | 2026-06-19 | 150,000 | 150,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $11.00 | 2027-06-19 | 230,000 | 230,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-06-19 | 150,000 | 150,000 | Direct |
| 2027-06-19 | 230,000 | 230,000 | Direct |
Footnotes
- The option vests in two equal annual installments beginning on June 19, 2017.
- The option vests in three equal annual installments beginning on June 19, 2018.
Billionaire Hedge Funds
