Filing Details
- Accession Number:
- 0001209191-11-008932
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-11 16:57:23
- Reporting Period:
- 2011-02-10
- Filing Date:
- 2011-02-11
- Accepted Time:
- 2011-02-11 16:57:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1141107 | Arris Group Inc | ARRS | Radio & Tv Broadcasting & Communications Equipment (3663) | 582588724 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185929 | David Potts | 3871 Lakefield Drive Suwanee GA 30024 | Cfo/Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-10 | 100,000 | $10.20 | 153,890 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-10 | 12,065 | $4.90 | 165,955 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-10 | 37,325 | $6.44 | 203,280 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-10 | 100,000 | $14.25 | 103,280 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 12,065 | $13.75 | 91,215 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 37,325 | $13.75 | 53,890 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock option | Disposition | 2011-02-10 | 100,000 | $0.00 | 100,000 | $10.20 |
Common Stock | Stock option | Disposition | 2011-02-10 | 12,065 | $0.00 | 12,065 | $4.90 |
Common Stock | Stock option | Disposition | 2011-02-10 | 37,325 | $0.00 | 37,325 | $6.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-08-06 | No | 4 | M | Direct | |
0 | 2014-05-25 | No | 4 | M | Direct | |
0 | 2012-04-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Stock | 5,140 | Direct | |
Restricted Stock | 32,252 | Direct | |
Restricted Stock | 34,687 | Direct | |
Restricted Stock | 46,249 | Direct | |
Restricted Stock | 30,220 | Direct | |
Restricted Stock | 50,367 | Direct |
Footnotes
- Stock options were exercised pursuant to an existing Rule 10b5-1 Sales Plan
- Represents a restricted stock grant which vests annually in fourths on the anniversary of the grant date, which was March 9, 2007.
- Represents a restricted stock grant which vests annually in fourths on the anniversary of the grant date, which was March 28, 2008.
- Represents a restricted stock grant which vests annually in fourths beginning on March 30, 2010(the "vesting date")and on each successive anniversary of the vesting date.
- Represents a restricted stock grant which is in part performance based. 30,833 shares of the grant are guaranteed and will vest over a two year period. 0 to 30,833 of the grant is subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2011 and will vest on 1/31/2012.
- Represents a restricted stock grant which vests annually in fourths beginning on March 25, 2011 (the "vesting date") and on each successive anniversary of the vesting dates.
- Represents a restricted stock grant which is in part performance-based. 10,073 shares of the grant are guaranteed and will vest on 3/25/2011. 0 to 40,294 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2012 and will vest on 1/31/2013.
- Stock options are currently fully exercisable