Filing Details
- Accession Number:
- 0001209191-18-021374
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-23 16:05:28
- Reporting Period:
- 2018-03-21
- Accepted Time:
- 2018-03-23 16:05:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1517228 | Commscope Holding Company Inc. | COMM | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1196634 | M Frank Drendel | C/O Commscope Holding Company, Inc., 1100 Commscope Place, Se Hickory NC 28602 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-03-21 | 28,983 | $2.96 | 2,225,817 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-03-21 | 58,983 | $40.22 | 2,166,834 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-03-21 | 4,050 | $40.22 | 28,350 | No | 4 | S | Indirect | By GRAT |
Common Stock | Disposition | 2018-03-21 | 4,050 | $40.22 | 28,350 | No | 4 | S | Indirect | By GRAT |
Common Stock | Disposition | 2018-03-21 | 4,050 | $40.22 | 28,350 | No | 4 | S | Indirect | By GRAT |
Common Stock | Disposition | 2018-03-21 | 2,250 | $40.21 | 15,750 | No | 4 | S | Indirect | By Family Trust |
Common Stock | Disposition | 2018-03-21 | 16,803 | $40.23 | 117,580 | No | 4 | S | Indirect | By Marital Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By GRAT |
No | 4 | S | Indirect | By GRAT |
No | 4 | S | Indirect | By GRAT |
No | 4 | S | Indirect | By Family Trust |
No | 4 | S | Indirect | By Marital Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2018-03-21 | 28,983 | $0.00 | 28,983 | $2.96 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
280,143 | 2011-01-14 | 2019-03-24 | No | 4 | M | Direct |
Footnotes
- The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2018.
- As previously reported, includes (a) 4,990 restricted stock units that were granted on 02/23/2016 and will vest on 02/23/2019; (b) 8,653 performance share units that were earned on 02/23/2017 and will vest on 02/23/2019; (c) 6,555 restricted stock units that were granted on 02/27/2017 and will vest ratably on 02/27/2019 and 02/27/2020; and (d) 9,737 restricted stock units that were granted on 03/01/2018 and will vest in three equal installments on 03/01/2019, 03/01/2020 and 03/01/2021, each subject to the reporting person's continued employment with the issuer.
- The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $40.11 to $40.40. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
- The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $40.13 to $40.34. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
- The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $40.14 to $40.33. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
- The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $40.12 to $40.40. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.