Filing Details

Accession Number:
0001209191-18-021374
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-23 16:05:28
Reporting Period:
2018-03-21
Accepted Time:
2018-03-23 16:05:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1517228 Commscope Holding Company Inc. COMM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196634 M Frank Drendel C/O Commscope Holding Company, Inc.,
1100 Commscope Place, Se
Hickory NC 28602
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-21 28,983 $2.96 2,225,817 No 4 M Direct
Common Stock Disposition 2018-03-21 58,983 $40.22 2,166,834 No 4 S Direct
Common Stock Disposition 2018-03-21 4,050 $40.22 28,350 No 4 S Indirect By GRAT
Common Stock Disposition 2018-03-21 4,050 $40.22 28,350 No 4 S Indirect By GRAT
Common Stock Disposition 2018-03-21 4,050 $40.22 28,350 No 4 S Indirect By GRAT
Common Stock Disposition 2018-03-21 2,250 $40.21 15,750 No 4 S Indirect By Family Trust
Common Stock Disposition 2018-03-21 16,803 $40.23 117,580 No 4 S Indirect By Marital Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Indirect By GRAT
No 4 S Indirect By GRAT
No 4 S Indirect By GRAT
No 4 S Indirect By Family Trust
No 4 S Indirect By Marital Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2018-03-21 28,983 $0.00 28,983 $2.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
280,143 2011-01-14 2019-03-24 No 4 M Direct
Footnotes
  1. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2018.
  2. As previously reported, includes (a) 4,990 restricted stock units that were granted on 02/23/2016 and will vest on 02/23/2019; (b) 8,653 performance share units that were earned on 02/23/2017 and will vest on 02/23/2019; (c) 6,555 restricted stock units that were granted on 02/27/2017 and will vest ratably on 02/27/2019 and 02/27/2020; and (d) 9,737 restricted stock units that were granted on 03/01/2018 and will vest in three equal installments on 03/01/2019, 03/01/2020 and 03/01/2021, each subject to the reporting person's continued employment with the issuer.
  3. The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $40.11 to $40.40. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
  4. The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $40.13 to $40.34. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
  5. The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $40.14 to $40.33. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
  6. The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $40.12 to $40.40. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.