Filing Details
- Accession Number:
- 0001127602-18-012627
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-23 16:03:19
- Reporting Period:
- 2018-03-21
- Accepted Time:
- 2018-03-23 16:03:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1274494 | First Solar Inc. | FSLR | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1234459 | Georges Antoun | C/O First Solar Inc. 350 West Washington Street, Suite 600 Tempe AZ 85281-1244 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-21 | 8,250 | $0.00 | 92,229 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-21 | 3,470 | $73.87 | 88,759 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-03-21 | 1,800 | $74.25 | 86,959 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-03-22 | 3,140 | $72.65 | 83,819 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2018-03-21 | 8,250 | $0.00 | 8,250 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,500 | No | 4 | M | Direct |
Footnotes
- Represents shares of common stock issued upon vesting of 33% of the restricted stock units granted on November 21, 2016.
- Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 11, 2017.
- Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.
- The restricted stock units were granted on November 21, 2016 pursuant to the retention equity award. These units are scheduled to vest at a rate of 33% on July 21, 2017, 33% on March 21, 2018 and 34% on November 21, 2018.
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