Filing Details
- Accession Number:
- 0000750004-18-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-22 21:25:18
- Reporting Period:
- 2018-03-20
- Accepted Time:
- 2018-03-22 21:25:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
750004 | Scientific Games Corp | SGMS | Services-Computer Integrated Systems Design (7373) | 810422894 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1373193 | Gavin Michael Isaacs | C/O Scientific Games Corporation 6601 Bermuda Road Las Vegas NV 89119 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-03-20 | 25,907 | $0.00 | 68,686 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2018-03-20 | 10,195 | $46.10 | 58,491 | No | 4 | F | Direct | |
Class A Common Stock | Acquisiton | 2018-03-20 | 42,200 | $9.65 | 100,691 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2018-03-20 | 42,200 | $45.26 | 58,491 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2018-03-21 | 8,400 | $9.65 | 66,891 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2018-03-21 | 8,400 | $45.23 | 58,491 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2018-03-20 | 25,907 | $0.00 | 25,907 | $0.00 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-03-20 | 22,100 | $0.00 | 22,100 | $9.65 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-03-20 | 20,100 | $0.00 | 20,100 | $9.65 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-03-21 | 3,250 | $0.00 | 3,250 | $9.65 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-03-21 | 5,150 | $0.00 | 5,150 | $9.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
51,813 | No | 4 | M | Direct | ||
131,589 | 2026-06-20 | No | 4 | M | Direct | |
133,589 | 2026-06-20 | No | 4 | M | Direct | |
128,339 | 2026-06-20 | No | 4 | M | Direct | |
128,439 | 2026-06-20 | No | 4 | M | Direct |
Footnotes
- Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.
- The transaction was executed in multiple trades at prices ranging from $45.20 to $45.55. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
- The transaction was executed in multiple trades at prices ranging from $45.20 to $45.40. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
- Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest on June 30, 2018. Each unit converts into a share of common stock on a one-for-one basis.
- The option became exercisable on March 20, 2017 (51,229 shares) and March 20, 2018 (51,230 shares) and is scheduled to become exercisable as to the remainder on June 30, 2018.
- Vesting of these options was contingent on the Company's Class A Common Stock attaining a trading day average closing price that was achieved on February 2, 2017. The option became exercisable as to 51,229 shares on March 20, 2017 and as to 51,230 shares on March 20, 2018. The balance of the award is scheduled to vest on June 30, 2018. Each unit converts into a share of common stock on a one-for-one basis.