Filing Details
- Accession Number:
- 0001179110-18-004778
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-22 17:03:09
- Reporting Period:
- 2018-03-20
- Accepted Time:
- 2018-03-22 17:03:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1428336 | Healthequity Inc | HQY | Services-Business Services, Nec (7389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1614957 | Ashley Dreier | C/O Healthequity, Inc. 15 W. Scenic Pointe Dr., Ste. 100 Draper UT 84020 | Executive, Vp, Cto And Cio | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-20 | 15,407 | $1.50 | 21,059 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-20 | 15,407 | $60.00 | 5,652 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-22 | 55,750 | $1.50 | 61,402 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-22 | 55,750 | $67.00 | 5,652 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2018-03-20 | 15,407 | $0.00 | 15,407 | $1.50 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-03-22 | 55,750 | $0.00 | 55,750 | $1.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 72,500 | 2023-05-09 | No | 4 | M | Direct | |
| 16,750 | 2023-05-09 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $14.00 | 2024-07-30 | 3,000 | 3,000 | Direct | |
| Common Stock | Stock Option (right to buy) | $24.36 | 2026-03-23 | 65,000 | 65,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-07-30 | 3,000 | 3,000 | Direct |
| 2026-03-23 | 65,000 | 65,000 | Direct |
Footnotes
- The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2017.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at $60.00 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each transaction as set forth in footnotes (2) and (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at $67.00 per share.
- The option is immediately exercisable.
- The option is immediately exercisable as to 16,250 shares. The option becomes exercisable as to the remaining 48,750 shares in three equal installments on March 23, 2018, 2019 and 2020.
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