Filing Details
- Accession Number:
- 0000899243-18-008336
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-22 16:05:21
- Reporting Period:
- 2018-03-21
- Accepted Time:
- 2018-03-22 16:05:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1710680 | Highland Floating Rate Opportunities Fund | ?HFRO? | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1617176 | David Dustin Norris | 300 Crescent Court, Suite 700 Dallas TX 75201 | Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial Interest | Disposition | 2018-03-21 | 312 | $16.02 | 359 | No | 4 | P | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares Of Beneficial Interest | 117 | Indirect | See footnote |
Footnotes
- Shares acquired in connection with issuer's dividend reinvestment plan. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days of the month.
- Includes shares acquired under the issuer's dividend reinvestment plan.
- These shares are held pursuant to an employee benefit plan.
Billionaire Hedge Funds
