Filing Details
- Accession Number:
- 0001140361-18-014520
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-21 18:22:01
- Reporting Period:
- 2018-03-19
- Accepted Time:
- 2018-03-21 18:22:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1604643 | Evoqua Water Technologies Corp. | AQUA | Refrigeration & Service Industry Machinery (3580) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1720175 | J. Benedict Stas | Evoqua Water Technologies Corp. 210 Sixth Avenue Pittsburgh PA 15222 | Evp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-03-19 | 86,950 | $21.29 | 219,060 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-03-21 | 13,043 | $21.29 | 206,017 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- This sale of shares of the issuer's common stock was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 2,000 shares, with the purchase by the reporting person of 2,000 shares of the issuer's common stock at a price of $18.00 per share on November 6, 2017 as part of a directed share program in connection with the issuer's initial public offering. The reporting person has agreed to pay to the issuer $6,570.00, representing the full amount of the profit realized in connection with the short-swing transaction, less the underwriting discount of $0.715 per share.
- These shares of common stock were sold pursuant to the Underwriting Agreement dated March 14, 2018.
- This amount represents the $22.00 public offering price per share of the issuer's common stock less the underwriting discount of $0.715 per share.
- This amount includes 203,545 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by the reporting person on November 6, 2017.