Filing Details
- Accession Number:
- 0001140361-18-014514
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-21 18:16:29
- Reporting Period:
- 2018-03-19
- Accepted Time:
- 2018-03-21 18:16:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1604643 | Evoqua Water Technologies Corp. | AQUA | Refrigeration & Service Industry Machinery (3580) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1720151 | Malcolm Kinnaird | Evoqua Water Technologies Corp. 210 Sixth Avenue Pittsburgh PA 15222 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-03-19 | 138,456 | $21.29 | 69,356 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-03-21 | 20,769 | $21.29 | 48,587 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- These shares of common stock were sold pursuant to the Underwriting Agreement dated March 14, 2018.
- This amount represents the $22.00 public offering price per share of the issuer's common stock less the underwriting discount of $0.715 per share.
- This amount includes 47,893 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by the reporting person on November 6, 2017.
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