Home > Insider Trading > Filing (0001140361-18-014512)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1604643	Evoqua Water Technologies Corp.	AQUA	Refrigeration & Service Industry Machinery (3580)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1720174	M. James Irwin	Evoqua Water Technologies Corp. 210 Sixth Avenue Pittsburgh PA 15222	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-03-19	7,426	$21.29	24,498	No	4	S	Direct
Common Stock	Disposition	2018-03-21	1,113	$21.29	23,385	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Footnotes

This sale of shares of the issuer's common stock was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 1,500 shares, with the purchase by the reporting person of 1,500 shares of the issuer's common stock at a price of $18.00 per share on November 6, 2017 as part of a directed share program in connection with the issuer's initial public offering. The reporting person has agreed to pay to the issuer $4,927.50, representing the full amount of the profit realized in connection with the short-swing transaction, less the underwriting discount of $0.715 per share.
These shares of common stock were sold pursuant to the Underwriting Agreement dated March 14, 2018.
This amount represents the $22.00 public offering price per share of the issuer's common stock less the underwriting discount of $0.715 per share.
This amount includes 21,552 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by the reporting person on November 6, 2017.