Filing Details
- Accession Number:
- 0001225208-18-006552
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-21 18:09:02
- Reporting Period:
- 2018-03-21
- Accepted Time:
- 2018-03-21 18:09:02
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207703 | T Andrew Sheehan | 755 Page Mill Road, Suite A-200 Palo Alto CA 94304-1005 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-03-21 | 1,000,000 | $12.00 | 1,000,000 | No | 4 | P | Indirect | By Ltd Partnership (TVP II) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Ltd Partnership (TVP II) |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,845 | Direct | |
Common Stock | 78,140 | Indirect | By Ltd Liability Company (SHM) |
Common Stock | 447,048 | Indirect | By Ltd Partnership |
Common Stock | 43,073 | Indirect | By Ltd Partnership (SHV As Nominee) |
Common Stock | 263,671 | Indirect | By Trust |
Footnotes
- Shares purchased in a privately negotiated transaction.
- Shares held by Tippet Venture Partners II, L.P. of which the reporting person is the managing director of the general partner of Tippet Venture Partners II, L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- Shares held by Sutter Hill Management Company, L.L.C. ("SHM"). Sutter Hill Ventures, a California Limited Partnership ("SHV") has voting and dispositive power over the shares held by SHM, and the reporting person is a trustee of a trust which is a member of SHM. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- Shares held by Tippet Venture Partners, L.P. of which the reporting person is the managing director of the general partner of Tippet Venture Partners, L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- Shares held by SHV as a nominee on behalf of, and for the exclusive benefit of a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.