Filing Details
- Accession Number:
- 0001209191-18-021145
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-21 18:06:22
- Reporting Period:
- 2018-03-19
- Accepted Time:
- 2018-03-21 18:06:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 798354 | Fiserv Inc | FISV | Services-Computer Processing & Data Preparation (7374) | 391506125 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207371 | W Jeffery Yabuki | 255 Fiserv Drive Brookfield WI 53045 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-03-19 | 24,000 | $73.27 | 727,030 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-03-19 | 10,000 | $73.80 | 717,030 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 236,428 | Indirect | By Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $69.90 | 2019-02-21 | 2028-02-21 | 178,572 | 178,572 | Direct |
| Common Stock | Stock Option (right to buy) | $56.91 | 2018-02-22 | 2027-02-22 | 186,818 | 186,818 | Direct |
| Common Stock | Stock Option (right to buy) | $48.33 | 2017-02-19 | 2026-02-19 | 275,776 | 275,776 | Direct |
| Common Stock | Stock Option (right to buy) | $39.53 | 2016-02-18 | 2025-02-18 | 412,992 | 412,992 | Direct |
| Common Stock | Stock Option (right to buy) | $28.49 | 2015-02-19 | 2024-02-19 | 503,140 | 503,140 | Direct |
| Common Stock | Stock Option (right to buy) | $20.18 | 2014-02-20 | 2023-02-20 | 634,376 | 634,376 | Direct |
| Common Stock | Stock Option (right to buy) | $16.32 | 2013-02-22 | 2022-02-22 | 482,700 | 482,700 | Direct |
| Common Stock | Stock Option (right to buy) | $15.43 | 2012-02-23 | 2021-02-23 | 658,380 | 658,380 | Direct |
| Common Stock | Stock Option (right to buy) | $11.93 | 2011-02-24 | 2020-02-24 | 777,652 | 777,652 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2028-02-21 | 178,572 | 178,572 | Direct |
| 2027-02-22 | 186,818 | 186,818 | Direct |
| 2026-02-19 | 275,776 | 275,776 | Direct |
| 2025-02-18 | 412,992 | 412,992 | Direct |
| 2024-02-19 | 503,140 | 503,140 | Direct |
| 2023-02-20 | 634,376 | 634,376 | Direct |
| 2022-02-22 | 482,700 | 482,700 | Direct |
| 2021-02-23 | 658,380 | 658,380 | Direct |
| 2020-02-24 | 777,652 | 777,652 | Direct |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.
- Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed at the close of business on March 19, 2018 to holders of record on March 5, 2018.
- This transaction was executed in multiple trades at prices ranging from $72.86 to $73.57 as adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed at the close of business on March 19, 2018 to holders of record on March 5, 2018. The price reported above reflects the weighted average sale price as adjusted to reflect this stock split. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $73.62 to $74.04 as adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed at the close of business on March 19, 2018 to holders of record on March 5, 2018. The price reported above reflects the weighted average sale price as adjusted to reflect this stock split. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.
- One-third of these options vest on each anniversary of the grant date.
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