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Filing Details

Accession Number:: 0000902664-18-001721
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-03-21 17:39:51
Reporting Period:: 2018-03-19

Accepted Time:: 2018-03-21 17:39:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1432196	Pershing Gold Corp.	PGLC	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1373203	C Barry Honig	555 South Federal Highway Suite 450 Boca Raton FL 33432		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.0001 ("Common Stock")	Acquisiton	2018-03-19	497	$2.01	5,880,041	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2018-03-20	350	$2.05	5,880,391	No	4	P	Indirect	See footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,395,600	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Warrants	$3.40	2017-12-19	2019-12-19	396,039	396,039	Indirect
Common Stock	Series E Preferred Stock	$2.80			2,432,923	6,881	Indirect
Common Stock	Series E Preferred Stock	$2.80			301,950	854	Direct
Common Stock	Options	$10.80	2010-09-29	2020-09-29	22,223	22,223	Direct
Common Stock	Options	$6.30	2012-04-06	2022-04-06	666,667	666,667	Direct
Common Stock	Options	$6.12	2012-06-18	2022-06-18	55,556	55,556	Direct
Common Stock	Restricted Stock Units	$0.00	2015-12-11		9,579	9,579	Direct
Common Stock	Restricted Stock Units	$0.00			10,000	10,000	Direct
Common Stock	Restricted Stock Units	$0.00	2017-04-28		11,228	11,228	Direct
Common Stock	Restricted Stock Units	$0.00	2017-06-30		3,316	3,316	Direct
Common Stock	Restricted Stock Units	$0.00	2017-09-29		2,458	2,458	Direct
Common Stock	Restricted Stock Units	$0.00	2017-12-29		2,605	2,605	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-12-19	396,039	396,039	Indirect
	2,432,923	6,881	Indirect
	301,950	854	Direct
2020-09-29	22,223	22,223	Direct
2022-04-06	666,667	666,667	Direct
2022-06-18	55,556	55,556	Direct
	9,579	9,579	Direct
	10,000	10,000	Direct
	11,228	11,228	Direct
	3,316	3,316	Direct
	2,458	2,458	Direct
	2,605	2,605	Direct

Footnotes

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.00 to $2.04 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein.
The securities reported on this line are held by GRQ Consultants, Inc. 401K (of which Barry Honig ("Mr. Honig") is Trustee), GRQ Consultants, Inc. (of which Mr. Honig is President), GRQ Consultants, Inc. Roth 401K FBO Barry Honig (of which Mr. Honig is Trustee) and GRQ Consultants, Inc. Defined Benefit Plan (of which Mr. Honig is Trustee).
The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest therein.
Such Series E Preferred Stock may be converted at any time and from time to time and has no expiration date.
Pursuant to the Restricted Stock Unit Grant Agreement, dated February 3, 2017, 5,000 units vested on the issuance date, February 3, 2017, and 5,000 units vested on February 3, 2018.
The restricted stock units were granted pursuant to their applicable Restricted Stock Unit Grant Agreements. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of Common Stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in such agreements.