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Filing Details

Accession Number:: 0001140361-18-014483
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-03-21 17:18:12
Reporting Period:: 2018-03-19

Accepted Time:: 2018-03-21 17:18:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1604643	Evoqua Water Technologies Corp.	AQUA	()	E9

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1534662	Aea Investors Fund V Lp	P.o. Box 309, Ugland House Grand Cayman E9 KY1-1104	No	No	Yes	No
1551971	Aea Investors Fund V-A Lp	P. O. Box 309, Ugland House Grand Cayman E9 KY1-1104	No	No	Yes	No
1554676	Aea Investors Fund V-B Lp	P. O. Box 309, Ugland House Grand Cayman E9 KY1-1104	No	No	Yes	No
1675446	Ltd (Cayman) Management Aea	P. O. Box 309, Ugland House Grand Cayman E9 KY1-1104	No	No	Yes	No
1675447	Aea Investors Partners V Lp	P.o. Box 309, Ugland House Grand Cayman E9 KY1-1104	No	No	Yes	No
1675523	L John Garcia	C/O Aea Investors Lp 666 Fifth Avenue, 36Th Floor New York NY 10103	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-03-19	9,524,997	$21.29	36,447,602	No	4	S	Indirect	See footnotes
Common Stock	Disposition	2018-03-21	1,428,749	$21.29	35,018,853	No	4	S	Indirect	See footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnotes
No	4	S	Indirect	See footnotes

Footnotes

These shares of common stock were sold pursuant to the Underwriting Agreement dated March 14, 2018.
This amount represents the $22.00 public offering price per share of the issuer's common stock less the underwriting discount of $0.715 per share.
These shares of common stock of the issuer are directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd.
Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman and Chief Executive Officer of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but Dr. Garcia disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, AEA EWT Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA EWT Holdings LP have filed a separate Form 4.