Filing Details
- Accession Number:
- 0001593968-18-000615
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-21 16:59:20
- Reporting Period:
- 2018-03-19
- Accepted Time:
- 2018-03-21 16:59:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 88941 | Semtech Corp | SMTC | Semiconductors & Related Devices (3674) | 952119684 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1642805 | C Mark Costello | 200 Flynn Road Camarillo CA 93012-8790 | Vp And Gm | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-19 | 1,626 | $17.51 | 11,727 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-19 | 1,626 | $39.31 | 10,101 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-19 | 874 | $17.51 | 10,975 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-03-19 | 6,572 | $29.21 | 17,547 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-03-19 | 1,228 | $29.21 | 18,775 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-19 | 6,572 | $39.31 | 12,203 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-03-19 | 5,050 | $39.47 | 7,153 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Smtc | Option (right to buy) | Disposition | 2018-03-19 | 1,626 | $0.00 | 1,626 | $17.51 |
| Smtc | Option (right to buy) | Disposition | 2018-03-19 | 874 | $0.00 | 874 | $17.51 |
| Smtc | Option (right to buy) | Disposition | 2018-03-19 | 6,572 | $0.00 | 6,572 | $29.21 |
| Smtc | Option (right to buy) | Disposition | 2018-03-19 | 1,228 | $0.00 | 1,228 | $29.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,374 | 2017-02-23 | 2022-02-23 | No | 4 | M | Direct |
| 2,500 | 2017-02-23 | 2022-02-23 | No | 4 | M | Direct |
| 1,228 | 2014-08-14 | 2019-08-14 | No | 4 | M | Direct |
| 0 | 2014-08-14 | 2019-08-14 | No | 4 | M | Direct |
Footnotes
- This price represents the weighted average of these sales. The prices ranged from $39.3050 to $39.3550. Price and share details are available upon request.
- This price represents the weighted average of these sales. The prices ranged from $39.4550 to $39.5300. Price and share details are available upon request.
- This grant vests in three annual installments beginning on February 23, 2017.
- This grant vests in four annual installments beginning on August 14, 2014.
Billionaire Hedge Funds
