Filing Details
- Accession Number:
- 0001593968-18-000614
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-21 16:58:14
- Reporting Period:
- 2018-03-19
- Accepted Time:
- 2018-03-21 16:58:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 88941 | Semtech Corp | SMTC | Semiconductors & Related Devices (3674) | 952119684 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189904 | N Rockell Hankin | 200 Flynn Road Camarillo CA 93012-8790 | Board Of Directors | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-19 | 2,500 | $24.94 | 157,440 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-03-19 | 1,250 | $29.68 | 158,690 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-03-19 | 2,500 | $28.06 | 161,190 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-03-19 | 5,000 | $35.17 | 166,190 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-03-19 | 1,250 | $26.59 | 167,440 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-19 | 1,250 | $40.06 | 166,190 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-03-19 | 2,500 | $40.06 | 163,690 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-03-19 | 1,250 | $40.06 | 162,440 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-03-19 | 5,000 | $40.06 | 157,440 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-03-19 | 2,500 | $40.06 | 154,940 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Smtc | Option (right to buy) | Disposition | 2018-03-19 | 2,500 | $0.00 | 2,500 | $24.94 |
| Smtc | Option (right to buy) | Disposition | 2018-03-19 | 1,250 | $0.00 | 1,250 | $26.59 |
| Smtc | Option (right to buy) | Disposition | 2018-03-19 | 1,250 | $0.00 | 1,250 | $29.68 |
| Smtc | Option (right to buy) | Disposition | 2018-03-19 | 5,000 | $0.00 | 5,000 | $35.17 |
| Smtc | Option (right to buy) | Disposition | 2018-03-19 | 2,500 | $0.00 | 2,500 | $28.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,250 | 2015-01-01 | 2020-01-01 | No | 4 | M | Direct |
| 1,250 | 2015-07-01 | 2020-07-01 | No | 4 | M | Direct |
| 0 | 2014-01-01 | 2019-01-01 | No | 4 | M | Direct |
| 0 | 2014-07-01 | 2019-07-01 | No | 4 | M | Direct |
| 0 | 2016-01-01 | 2021-01-01 | No | 4 | M | Direct |
Footnotes
- This price represents the weighted average of these sales. The prices ranged from $39.6500 to $40.5000. Price and share details are available upon request.
- This grant vests in four annual installments beginning on January 1, 2015.
- This grant vests in four annual installments beginning on July 1, 2015.
- This grant vests in four annual installments beginning on January 1, 2014.
- This grant vests in four annual installments beginning on July 1, 2014.
- This grant vests in four annual installments beginning on January 1, 2016.
Billionaire Hedge Funds
