Filing Details
- Accession Number:
- 0001040593-18-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-20 18:40:11
- Reporting Period:
- 2018-03-09
- Accepted Time:
- 2018-03-20 18:40:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1040593 | Carrizo Oil & Gas Inc | CRZO | Crude Petroleum & Natural Gas (1311) | 760415919 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1044584 | Iv P S Johnson | 500 Dallas Street Suite 2300 Houston TX 77002 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-17 | 12,231 | $0.00 | 211,425 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-03-17 | 17,089 | $0.00 | 228,514 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-03-17 | 28,557 | $0.00 | 257,071 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-03-17 | 34,262 | $0.00 | 291,333 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-20 | 36,257 | $14.83 | 255,076 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2018-03-09 | 190,527 | $0.00 | 190,527 | $0.00 |
| Common Stock | Stock Appreciation Rights | Acquisiton | 2018-03-09 | 136,251 | $0.00 | 136,251 | $14.67 |
| Common Stock | Performance Share Units | Disposition | 2018-03-17 | 13,978 | $0.00 | 13,978 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2018-03-17 | 17,089 | $0.00 | 17,089 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2018-03-17 | 28,557 | $0.00 | 28,557 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2018-03-17 | 34,262 | $0.00 | 34,262 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 190,527 | No | 4 | A | Direct | ||
| 136,251 | 2025-03-17 | No | 4 | A | Direct | |
| 0 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 28,557 | No | 4 | M | Direct | ||
| 68,524 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 400,000 | Indirect | by family limited partnership |
Footnotes
- This amount represents approximately 87.5% of the target performance share units granted based upon the issuer's total shareholder return measured against an industry peer group over a three year period.
- These transactions were effected in accordance with Rule 10b5-1.
- The sales reported in this Form 4 were effected to satisfy the reporting person's federal income tax obligations with respect to the vesting of equity awards.
- The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. These shares were sold in multiple transactions at prices ranging from $14.69 to $15.10, inclusive.
- Each restricted stock unit represents a contingent right to receive one share of common stock.
- These restricted stock units vest in three equal installments on March 17, 2019, March 17, 2020 and March 17, 2021.
- These stock appreciation rights are settled solely in cash.
- These stock appreciation rights vest in three equal installments on March 17, 2019, March 17, 2020 and March 17, 2021.
- Each performance share unit represents a contingent right to receive one share of common stock.
- These performance share units vested on March 17, 2018. The number of performance share units can range from 0% to 200% of the units granted based upon the issuer's total shareholder return measured against an industry peer group over a three year period.
- These restricted stock units vested in three equal installments on March 17, 2016, March 17, 2017 and March 17, 2018.
- These restricted stock units vested, or will vest, in three equal installments on March 17, 2017, March 17, 2018 and March 17, 2019.
- These restricted stock units vested, or will vest, in three equal installments on March 17, 2018, March 17, 2019 and March 17, 2020.
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