Filing Details
- Accession Number:
- 0001127602-11-005041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-11 16:04:38
- Reporting Period:
- 2011-02-11
- Filing Date:
- 2011-02-11
- Accepted Time:
- 2011-02-11 16:04:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1381668 | Tfs Financial Corp | TFSL | Savings Institution, Federally Chartered (6035) | 522054948 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1388159 | John Ringenbach | 7007 Broadway Avenue Cleveland OH 44105 | Coo Of Subsidiary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-11 | 10,000 | $10.00 | 60,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 51,850 | Indirect | By Spouse's Trust |
Common Stock | 3,450 | Indirect | BY ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | $11.96 | 2019-05-11 | 37,500 | 37,500 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $11.74 | 2018-08-10 | 126,500 | 126,500 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 4,200 | 4,200 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 35,700 | 35,700 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 35,100 | 35,100 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-05-11 | 37,500 | 37,500 | Direct |
2018-08-10 | 126,500 | 126,500 | Direct |
4,200 | 4,200 | Direct | |
35,700 | 35,700 | Direct | |
35,100 | 35,100 | Direct |
Footnotes
- Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
- The options vest in three equal installments beginning on May 12, 2010.
- The options vest in four equal annual installments beginning on August 11, 2012.
- Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
- The restricted stock units vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
- The restricted stock units vest in four equal annual installments beginning on May 14, 2011. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
- The restricted stock units vest 10% on each of the third through the ninth anniversaries of the date of the grant and 30% on the tenth anniversary of the date of the grant. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.