Filing Details
- Accession Number:
- 0001250853-18-000045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-19 21:05:27
- Reporting Period:
- 2018-03-15
- Accepted Time:
- 2018-03-19 21:05:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 740664 | R F Industries Ltd | RFIL | Electronic Connectors (3678) | 880168936 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1278604 | F Howard Hill | 7610 Miramar Rd Suite 6000 San Diego CA 92126-4202 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-15 | 10,000 | $1.50 | 234,221 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-15 | 10,000 | $4.65 | 224,221 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-16 | 10,000 | $1.50 | 234,221 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-16 | 10,000 | $4.50 | 224,221 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-19 | 17,339 | $1.50 | 241,560 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-03-19 | 2,661 | $1.80 | 244,221 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-19 | 20,000 | $4.61 | 224,221 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2018-03-15 | 10,000 | $0.00 | 10,000 | $1.50 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-03-16 | 10,000 | $0.00 | 10,000 | $1.50 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-03-19 | 17,339 | $0.00 | 17,339 | $1.50 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-03-19 | 2,661 | $0.00 | 2,661 | $1.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 67,339 | 2021-11-08 | No | 4 | M | Direct | |
| 57,339 | 2021-11-08 | No | 4 | M | Direct | |
| 40,000 | 2021-11-08 | No | 4 | M | Direct | |
| 12,339 | 2022-09-07 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.60 to $4.65, inclusive. The reporting person undertakes to provide to RF Industries Ltd, any security holder of RF Industries Ltd, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
- Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on 1/31/2017, 4/30/2017, 7/31/2017 and 10/31/2017.
- Stock Options vested on the date of grant and were immediately exercisable.
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