Filing Details
- Accession Number:
- 0000950103-18-003502
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-19 19:22:08
- Reporting Period:
- 2018-03-15
- Accepted Time:
- 2018-03-19 19:22:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1616533 | Smart Global Holdings Inc. | SGH | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1344019 | Alan Marten | C/O Smart Modular Technologies, Inc. 39870 Eureka Drive Newark CA 94560 | Sr. Vp, Chief Strategy Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2018-03-15 | 8,500 | $41.57 | 96,166 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2018-03-15 | 2,206 | $40.68 | 93,960 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2018-03-15 | 4,499 | $41.71 | 89,461 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2018-03-15 | 1,795 | $42.34 | 87,666 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Employee Stock Options (right to buy) | Disposition | 2018-03-15 | 8,500 | $0.00 | 8,500 | $2.64 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,133 | 2019-09-29 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to a previously established Rule 10b5-1 Plan.
- The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions within a one dollar price range, ranging in the aggregate from $40.10 to $42.58. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4
- Fully vested and exercisable.
- Amount reflects correction of prior Form 4 filed on February 15, 2018, which inadvertently reported such exercise and sale as occurring with respect to this option but which was instead with respect to an option on 8,811 shares at the same strike price, but with an expiration date of 9/23/2018 (which was incorrectly reported on the reporting person's Form 3 as being with respect to 26,666 shares).