Filing Details
- Accession Number:
- 0001144204-18-015673
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-19 17:48:54
- Reporting Period:
- 2018-03-15
- Accepted Time:
- 2018-03-19 17:48:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1551901 | Stellus Capital Investment Corp | SCM | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1561515 | T. Robert Ladd | C/O Stellus Capital Investment Corp 4400 Post Oak Parkway, Suite 2200 Houston TX 77027 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-15 | 7,000 | $11.64 | 372,773 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2018-03-16 | 3,000 | $11.78 | 379,773 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $11.62 to $11.66 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 1,944 shares under the Issuer's Dividend Reinvestment Plan.
- The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the Issuer's shares of common stock, par value $0.001 per share, on the transaction date. The price range for the purchases is $11.72 to $11.80 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
Billionaire Hedge Funds
