Filing Details
- Accession Number:
- 0000899243-18-007985
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-19 17:23:51
- Reporting Period:
- 2018-03-19
- Accepted Time:
- 2018-03-19 17:23:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1724521 | Arcus Biosciences Inc. | RCUS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1182473 | J Terry Rosen | C/O Arcus Biosciences, Inc. 3928 Point Eden Way Hayward CA 94545 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-03-19 | 2,475,654 | $0.00 | 3,818,078 | No | 4 | C | Indirect | By Trust |
Common Stock | Acquisiton | 2018-03-19 | 66,666 | $15.00 | 3,884,744 | No | 4 | P | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Trust |
No | 4 | P | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2018-03-19 | 2,267,676 | $0.00 | 2,267,676 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2018-03-19 | 125,012 | $0.00 | 125,012 | $0.00 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2018-03-19 | 82,966 | $0.00 | 82,966 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 189,393 | Direct |
Footnotes
- The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock and Series C Convertible Preferred Stock.
- The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.
- Represents shares purchased in the Issuer's initial public offering.
- The total includes 126,262 shares of Common Stock acquired by the Reporting Person on January 12, 2018 for $5.39 per share pursuant to the exercise of an option granted on January 4, 2018.
- Represents shares of Series C Convertible Preferred Stock indirectly owned by the Reporting Person as a result of a trust's purchase of such shares from the Issuer on November 6, 2017 for $11.6915 per share.