Filing Details

Accession Number:
0000091142-11-000025
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-11 15:21:57
Reporting Period:
2011-02-10
Filing Date:
2011-02-11
Accepted Time:
2011-02-11 15:21:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Motors & Generators (3621) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1236645 W Steve Rettler A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Senior Vice President - Cd No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-10 16,050 $19.13 32,386 No 4 M Direct
Common Stock Disposition 2011-02-10 6,750 $16.43 39,136 No 4 M Direct
Common Stock Disposition 2011-02-10 100 $41.59 39,036 No 4 S Direct
Common Stock Disposition 2011-02-10 100 $41.61 38,936 No 4 S Direct
Common Stock Disposition 2011-02-10 300 $41.63 38,636 No 4 S Direct
Common Stock Disposition 2011-02-10 400 $41.65 38,236 No 4 S Direct
Common Stock Disposition 2011-02-10 600 $41.66 37,636 No 4 S Direct
Common Stock Disposition 2011-02-10 400 $41.67 37,236 No 4 S Direct
Common Stock Disposition 2011-02-10 100 $41.68 37,136 No 4 S Direct
Common Stock Disposition 2011-02-10 300 $41.69 36,836 No 4 S Direct
Common Stock Disposition 2011-02-10 300 $41.70 36,536 No 4 S Direct
Common Stock Disposition 2011-02-10 100 $41.71 36,436 No 4 S Direct
Common Stock Disposition 2011-02-10 300 $41.72 36,136 No 4 S Direct
Common Stock Disposition 2011-02-10 200 $41.74 35,936 No 4 S Direct
Common Stock Disposition 2011-02-10 200 $41.75 35,736 No 4 S Direct
Common Stock Disposition 2011-02-10 300 $41.77 35,436 No 4 S Direct
Common Stock Disposition 2011-02-10 100 $41.78 35,336 No 4 S Direct
Common Stock Disposition 2011-02-10 100 $41.79 35,236 No 4 S Direct
Common Stock Disposition 2011-02-10 200 $41.81 35,036 No 4 S Direct
Common Stock Disposition 2011-02-10 100 $41.84 34,936 No 4 S Direct
Common Stock Disposition 2011-02-10 300 $41.85 34,636 No 4 S Direct
Common Stock Disposition 2011-02-10 100 $41.86 34,536 No 4 S Direct
Common Stock Disposition 2011-02-10 100 $41.88 34,436 No 4 S Direct
Common Stock Disposition 2011-02-10 200 $41.89 34,236 No 4 S Direct
Common Stock Disposition 2011-02-10 500 $41.90 33,736 No 4 S Direct
Common Stock Disposition 2011-02-10 200 $41.91 33,536 No 4 S Direct
Common Stock Disposition 2011-02-10 700 $41.92 32,836 No 4 S Direct
Common Stock Disposition 2011-02-10 200 $41.93 32,636 No 4 S Direct
Common Stock Disposition 2011-02-10 300 $41.94 32,336 No 4 S Direct
Common Stock Disposition 2011-02-10 400 $41.96 31,936 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2011-02-10 16,050 $0.00 16,050 $19.33
Common Stock Employee Stock Options (Right to Buy) Disposition 2011-02-10 6,750 $0.00 6,750 $16.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,450 2004-10-06 2013-10-07 No 4 M Direct
43,700 2005-10-11 2014-10-12 No 4 M Direct
Footnotes
  1. The employee stock options were granted on 10/07/2003, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under rule 16b-3.
  2. The employee stock options were granted on 10/12/2004, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under rule 16b-3.