Filing Details
- Accession Number:
- 0000947871-18-000251
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-19 16:36:12
- Reporting Period:
- 2018-03-15
- Accepted Time:
- 2018-03-19 16:36:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1438731 | Alj Regional Holdings Inc | ALJJ | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1094988 | M Jess Ravich | 244 Madison Avenue, Pmb #358 New York NY 10016 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-15 | 67,716 | $2.09 | 8,636,509 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2018-03-16 | 5,105 | $2.14 | 8,641,614 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,853,804 | Indirect | By Exemption Trust under the Ravich Revocable Trust of 1989 |
| Common Stock | 350,000 | Indirect | Held by Libra Securities Holdings, LLC |
| Common Stock | 68,669 | Indirect | Held through pension plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | $4.00 | 2015-08-03 | 2022-08-02 | 350,000 | 350,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-08-02 | 350,000 | 350,000 | Direct |
Footnotes
- Includes 300,000 shares of common stock held directly that, in Mr. Ravich's previous Form 4 reports, were mistakenly reported to be indirectly owned through the Exemption Trust under the Ravich Revocable Trust of 1989.
- Excludes 300,000 shares of common stock held directly that, in Mr. Ravich's previous Form 4 reports, were mistakenly reported to be indirectly owned through the Exemption Trust under the Ravich Revocable Trust of 1989.
Billionaire Hedge Funds
